• Personalized portfolio management
  • Portfolio diversification
  • Fee-based guidance

SAM is a fee-based investment advisory program, offering a customized investment portfolio developed along with your AXA Advisors financial professional, who helps you tailor a plan to your goals, risk tolerance and time horizon.

There is no “one-size-fits-all” solution with SAM. Each portfolio is individually crafted to help achieve an optimal blend of investments tailored to your personal goals, time horizon and risk profile.

Want more details on how this product may help you? Talk to a financial professional

Customization

One of SAM’s distinguishing hallmarks is its capacity to facilitate custom-tailored portfolios. Portfolios can be created to help minimize the tax consequences of investing, address current income needs, protect your retirement assets or seek capital appreciation. Regardless of your investment objectives, your portfolio will be constructed to reflect your personal goals, time horizon and risk parameters, as well as other considerations.

Ongoing Management

Portfolio rebalancing is important with respect to both the strategic asset allocation process and to the long-term success of your portfolio. Rebalancing is designed to help ensure that the allocation of your assets remains in line with stated investment objectives. Because the relative performance of various asset classes will vary, portfolios that are not reviewed on a regular basis tend to drift from their target allocations. A portfolio that is not regularly rebalanced could assume a risk/reward profile that is not in keeping with your investment objectives. Portfolios will be reviewed on a periodic basis, and adjustments can be made when needed to help maintain the optimal allocation of investments.

The account protection applies when an SIPC firm fails financially and is unable to meet its obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to serving your investment needs.

Deposit Cash Account (DCA)

The Deposit Cash Account (DCA) program is a bank deposit program that provides you the option to “sweep” uninvested cash balances in your SAM account to an interest-bearing FDIC-insured deposit account, allowing your account to earn a return on these cash balances. The primary benefit of sweeping uninvested cash balances to a bank deposit program is to obtain FDIC insurance, which protects your cash against losses in the event of a bank failure (up to $250,000 per bank per account type and up to $1.5 million allocated across banks in this program). To learn more about the DCA program and if you qualify, please talk to your financial professional.

For more information please explore our Strategic Asset Management Client Brochure.

Depending on the portfolio size or the frequency of securities transactions, investors should evaluate whether the separately managed account services within Strategic Asset Management are suitable.

AXA Advisors and LPL Financial do not provide legal or tax advice. Please review LPL Financial’s Form ADV Schedule H (“Brochure”) before investing.

Investments in the Strategic Asset Management program are subject to market risk, will fluctuate and may lose value. Asset allocation does not guarantee a profit or protect against loss.

AXA Advisors, LLC, member FINRA/SIPC, serves as the introducing broker/dealer and LPL Financial, member FINRA/SIPC, serves as the clearing broker/dealer for brokerage accounts. AXA Advisors, LLC serves as an investment advisor and LPL Financial serves as the principal sponsor, an investment advisor and the broker/dealer for the LPL Financial investment advisory programs offered through AXA Advisors' Financial Professionals. AXA Advisors Financial Professionals offer investment advisory products and services through AXA Advisors, LLC, an investment advisor registered with the SEC. AXA Advisors and its Financial Professionals are not affiliated with LPL Financial. To access the LPL Financial Privacy Policy which outlines how information is collected and used and provides the measures LPL Financial takes to safeguard that information, click here. AXA Equitable Life Insurance Company (AXA Equitable) New York, NY, is an affiliate of AXA Advisors, LLC.

GE-127867 (08/2017)

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