Dave S. Hattem

Dave S. Hattem is Chief Legal Officer of AXA Equitable Holdings (NYSE: EQH) and a member of the Management Committee. Mr. Hattem is responsible for advising on the development and execution of the post-2020 EQH strategy, and ensuring outstanding corporate governance across AXA Equitable Life and AllianceBernstein. He also leads the AXA Equitable Holdings corporate secretary function.

Prior to his appointment as Chief Legal Officer, Mr. Hattem served as General Counsel and Secretary of AXA Equitable Life, where he oversaw the compliance, government relations, litigation and governance functions. He was Senior Vice President and Deputy General Counsel from 2004 to 2010.

Mr. Hattem came to AXA Equitable Life in 1994 after serving in senior management positions in the Office of the United States Attorney for the Eastern District of New York. He started as an Assistant United States Attorney in 1985 and went on to become Acting Chief and Deputy Chief of the Criminal Division. He began his legal career as an associate at Barrett Smith Schapiro Simon & Armstrong.

In December 2017, he was elected chair of the Life Insurance Council of New York Board of Directors.

Mr. Hattem received his Juris Doctor degree from Brooklyn Law School, where he was managing editor of the Law Review, and a Bachelor of Arts degree from Hunter College of the City University of New York.

"AXA Equitable Life" refers to AXA Equitable Life Insurance Company, a New York corporation, a life insurance company and a wholly owned indirect subsidiary of AXA Equitable Holdings. The family of companies includes Alliance Bernstein, AXA Equitable Life Insurance Company (NY, NY), MONY Life Insurance Company of America (AZ stock company, administrative office: Jersey City, NJ), AXA Advisors, LLC (member FINRA, SIPC), and AXA Distributors, LLC. AXA Group refers to AXA S.A., a French holding company for a group of international insurance and financial services companies. GE-2462659(03/19)(exp.03/21)

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